-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GiopIsrQgf5hoz3T3+84CSXe7PhVUNekUtpIQP4SToTaVSBYWw45YwGrCUPvvTfu Ad7ianKsxaLp2SzM/qw0mw== 0000897423-98-000073.txt : 19980325 0000897423-98-000073.hdr.sgml : 19980325 ACCESSION NUMBER: 0000897423-98-000073 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980324 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL DATACOMM INDUSTRIES INC CENTRAL INDEX KEY: 0000040518 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 060853856 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-33371 FILM NUMBER: 98571409 BUSINESS ADDRESS: STREET 1: ROUTE 63 CITY: MIDDLEBURY STATE: CT ZIP: 06762 BUSINESS PHONE: 2035741118 MAIL ADDRESS: STREET 1: P O BOX 1299 CITY: MIDDLEBURY STATE: CT ZIP: 06762-1299 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONNOR CLARK & CO LTD ET AL CENTRAL INDEX KEY: 0000847056 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SCOTIA PLAZA STREET 2: 40 KING STREET, SUITE 5110 BOX 125 CITY: TORONTO STATE: A6 BUSINESS PHONE: 4163600006 MAIL ADDRESS: STREET 1: SCOTIA PLAZA STREET 2: 40 KING ST SUITE 5110 BOX 125 CITY: TORONTO STATE: A6 SC 13G/A 1 GENERAL DATACOMM INDUSTRIES, INC., SCHED. 13G AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* General DataComm Industries, Inc. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 369487103 (CUSIP Number) December 31, 1997 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 369487103 1. Name of Reporting Person: Connor Clark & Company Ltd. 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /X/ 3. SEC Use Only 4. Citizenship or Place of Organization: Ontario, Canada 5. Sole Voting Power: -0- Number of Shares Beneficially 6. Shared Voting Power: 88,750 Owned By Each Reporting 7. Sole Dispositive Power: -0- Person With 8. Shared Dispositive Power: 88,750 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 88,750 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: / / 11. Percent of Class Represented by Amount in Row (9): 0.5% 12. Type of Reporting Person: IA Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Act, the undersigned hereby amends its Schedule 13G Statement dated February 7, 1996, as amended by Amendment No. 1 dated February 12, 1997 (the "Schedule 13G"), relating to the Common Stock, par value $.10 per share, of General DataComm Industries, Inc. Unless otherwise indicated, all defined terms used herein shall have the same meanings as those set forth in the Schedule 13G Item 4. Ownership Item 4 is hereby amended in its entirety to read as follows: (a)-(b) The aggregate number of shares of the Stock that the Reporting Person owns beneficially, pursuant to Rule 13d-3 of the Act, is 88,750, which constitutes approximately 0.5% of the outstanding shares of the Stock. (c) The Reporting Person has the shared power to vote or to direct the vote and to dispose or to direct the disposition of 88,750 shares of the Stock. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: March 23, 1998 CONNOR CLARK & COMPANY, LTD. By: /s/ Kelly Baird Kelly Baird, Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----